Training focus01 / Know Your AssetKnow Your
Know Your
Asset.
- Know Your Asset Standard
- Know Your Asset Enhanced
- Ongoing Monitoring
AML
trainings.
Our training combines regulatory expertise with real-world experience, helping professionals understand not only what the rules require, but how to apply them effectively in practice.
Learning with FUND AMLAML expertise.
AML expertise.
Shared.
Our training combines regulatory expertise with real-world experience, helping professionals understand not only what the rules require, but how to apply them effectively in practice.
Training focus
Training focus02 / AML AdvisoryRisk. Policy.
Risk. Policy.
Governance.
- Risk Based Approach
- AML/CFT Risk assessment
- AML/CFT Policy & Procedures
03 / ScreeningScreening &
Screening &
monitoring.
- Sanctions Screening
- PEP Screening
- Review of Adverse Media
About FUND AMLYour assets.
Your assets.
Your business.
We take care of your assets review and you take care of your business flow.
FUND AML S.à r.l.
Luxembourg
Luxembourg
FUND AML S.à r.l. is a financial sector market player providing services linked mainly to the AML/CFT reviews at the level of the asset, so called Know Your Asset process. We see our core competence in supporting you in collecting, analysing and summarizing the information on your asset/portfolio as per AML Law* (* Law of 12 November 2004 (as amended), CSSF-Regulation 12-02 (as amended by the CSSF-Regulation 20-05), CSSF Circular 17/650 (as amended by the CSSF Circular 20/744), CSSF Circular 18/698, CSSF Circular 19/732, EU regulation and FATF recommendations).
More about FUND AML
Our business concept includes services with respect to “know your asset” (“KYA”) in a broad range of customized or packaged solutions including classical screening services as well as specific services linked to the i.e. identification and verification of asset control structure. Fund AML enables its clients to concentrate on their business.
As compliance with the European und Luxembourg regulatory and legal requirements with respect to the AML/CFT emerges as challenging situation for medium and small market players, Fund AML offers its clients a wide range of advisory services including i.e. development of customized AML/CFT risk assessment, implementation of risk based approach and outlining of Risk appetite statement. We support our clients on all stages of the elaboration of the individual compliance process and analysis of the AML/CFT risks as well as their monitoring.
Fund AML additionally provides contributory services to ease the client’s way to its individual compliance and internal governance solutions.
About FUND AMLBringing
Bringing
the change.
Effective AML compliance cannot be achieved through isolated controls. Risks emerge and evolve throughout the lifecycle of an investment, from investor onboarding and asset due diligence to ongoing monitoring and governance oversight.
Drawing on extensive expertise in regulatory requirements and market practice, FUND AML helps organizations establish a coherent, risk-based framework that connects investors, assets, transactions, and governance into a single, effective AML ecosystem.
We do not change the standards. We help you apply them consistently, proportionately, and effectively where they matter most.
Know Your Asset
Independent due diligence across the investment lifecycle.
Our Know Your Asset and Know Your Deal services provide risk-based due diligence tailored to the nature, complexity, and risk profile of underlying investments. Whether supporting a preliminary investment assessment or a comprehensive review of a higher-risk opportunity, we help clients make informed decisions through independent analysis and risk evaluation.
Engagements range from targeted screening exercises to full-scope AML due diligence assignments covering assets, issuers, sponsors and counterparties.
Due diligence at asset level.
Available by separate agreement, our Know Your Asset services support pre-investment and ongoing AML/CFT due diligence on underlying investments and related counterparties. Engagements range from targeted financial crime risk screening to comprehensive Enhanced Due Diligence reviews and independent reporting, helping firms identify ownership, sanctions, regulatory and reputational risks throughout the investment lifecycle.
- Pre-investment AML risk assessments
- Asset-level Enhanced Due Diligence (EDD)
- UBO and ownership structure analysis
- Sanctions, PEP and adverse media screening
- Jurisdiction and regulatory risk assessments
- Counterparty AML due diligence
- Ongoing monitoring and trigger-event reviews
- Independent AML due diligence reports
KYAServices may include
Know Your Asset & Know Your Deal.
From targeted screening to comprehensive investment reviews.
Discuss your requirements- Initial investment and asset screening including adverse media, sanctions and reputational screening
- Know Your Deal assessments and transaction reviews
- Asset-level due diligence and AML risk analysis
- Enhanced due diligence on higher-risk investments
- Ownership, control and beneficial ownership reviews
- Counterparty, sponsor and asset manager assessments
- Ongoing monitoring and event-driven reviews
- Independent due diligence reports with risk ratings and recommendations
ServicesAML advisory.
AML advisory.
In practice.
RC mandates, RR support and practical AML/CFT services for investment funds. The scope is tailored to each engagement.
01RC mandate & RR support
Compliance oversight for your fund.
FUND AML performs the mandate of Responsable du Contrôle (RC) and provides technical support to the Responsable du Respect (RR). The fund’s board and RR retain ultimate responsibility for AML/CFT compliance.
- Performance of the RC mandate
- Technical support to the RR
- Quarterly AML/CFT updates to the board
- Escalation of significant compliance matters
02Governance & risk
A framework built around your fund.
We maintain AML/CFT policies and procedures and review the fund’s exposure to money laundering and terrorist financing risks.
- Regular policy and procedure updates
- Annual review of the business risk assessment
- Assessment of investor, geographic and asset class risks
- New policy frameworks and risk appetite statements, agreed separately
03Reporting & regulatory liaison
Clear reporting. Direct communication.
We prepare compliance reporting for the board and support communication with the relevant authorities within the agreed mandate.
- Annual RC report to the board
- Liaison with the AED and Financial Intelligence Unit
- Analysis and filing of suspicious activity or transaction reports (SARs/STRs), where required
- Additional regulatory reports and surveys, agreed separately
04Delegation oversight
Oversight of delegated AML processes.
We review the transfer agent’s AML processes and customer due diligence against the fund’s requirements.
- Oversight of customer due diligence performed by the transfer agent
- Advice on the acceptance of high-risk investors
- Review of alignment with board-approved AML standards
- Transfer agent on-site process reviews, agreed separately
05Board support & AML training
Practical knowledge for decision-makers.
Alongside quarterly board updates under the RC mandate, we provide AML training and additional framework support by separate agreement.
- Annual AML training for the board
- Online Luxembourg AML training
- Drafting of AML/CFT policies
- Drafting of business risk assessments and risk appetite statements
Let’s talk
AML.
contact@fund-aml.comFUND AML S.à r.l.
2 Rue de Strasbourg,
L-2562 Luxembourg
+352 671 095 758
Enquire about AML trainingRCS B272072